Governance, risk & compliance

30 June 2020

Brexit Marches on.......

Technical Information and Relevant Currencies  On 30 June, the PRA published "Consultation Paper CP5/20 Solvency II technical information: The PRA’s proposed approach to the publication at the end...

25 June 2020

RSR submissions for year-end 2020 onwards

In keeping with managing the burden on firms' resources, the PRA considers that the existing Regulatory Supervisory Report (RSR) cycle will continue. Effectively, in terms of future submissions, wh...

22 June 2020

Risks to High Quality Actuarial Work

On 11 June, the Joint Forum on Actuarial Regulation (JFAR) issued an updated Risk Perspective identifying 8 ‘hotspots’. The report sets out the collective view of the regulators on risks to high qu...

11 May 2018

Succeeding in financial promotions

The process of creating compliant financial promotion and marketing materials isn't straightforward. Firms have to balance their sales message (what they want to say) with strict regulatory require...

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