22 April 2022
Our latest regulatory update for April 2022 is out now!Content covers;• FCA confirms PRIIPs Regulations• IFoA publishes thematic review on Funeral Plan Trusts• Operational Resilience - where should firms be now?• Update on the Solvency II review• Bank of England views on the invasion of Ukraine and UK financial resilience• FCA announces 3-year strategy• CMI news• Monthly statistical update Click this link to view.
![Suitability of [DB] Pension Transfer Advice](/media/1019/istock000069288285large.jpg?anchor=center&mode=crop&width=350&height=260&rnd=131003633030000000)
10 October 2020
Since the introduction of pensions freedoms in April 2015, consumers have more options available to access their pensions. Furthermore, recent changes in the financial environment have pushed trans...
30 June 2020
Technical Information and Relevant Currencies On 30 June, the PRA published "Consultation Paper CP5/20 Solvency II technical information: The PRA’s proposed approach to the publication at the end...
25 June 2020
In keeping with managing the burden on firms' resources, the PRA considers that the existing Regulatory Supervisory Report (RSR) cycle will continue. Effectively, in terms of future submissions, wh...
24 June 2020
The statement made by Rishi Sunak, The Chancellor of the Exchequer, on 23 June 2020 included the following in respect of Solvency II and insurers: The Government also plans to bring forward a rev...
22 June 2020
On 11 June, the Joint Forum on Actuarial Regulation (JFAR) issued an updated Risk Perspective identifying 8 ‘hotspots’. The report sets out the collective view of the regulators on risks to high qu...
11 May 2018
The process of creating compliant financial promotion and marketing materials isn't straightforward. Firms have to balance their sales message (what they want to say) with strict regulatory require...
"OAC supplied an excellent, professional service in checking financial promotions, always meeting demanding deadlines."
