Governance, risk & compliance

11 May 2018

Succeeding in financial promotions

The process of creating compliant financial promotion and marketing materials isn't straightforward. Firms have to balance their sales message (what they want to say) with strict regulatory require...

14 March 2018

Suitability of Pension Transfer Advice

The Financial Conduct Authority (FCA) has growing concerns about the suitability of defined benefit (DB) pensions transfer advice and has issued alerts outlining the areas of its unease and the exp...

14 March 2018

Implementing the Insurance Distribution Directive

We are sure you already know that the implementation of the Insurance Distribution Directive (IDD) has been delayed until later this year, and, like us, have welcomed that. The European Parliament...

13 December 2017

Technical article on CP23/17 for Solvency II insurers

In November 2017 the PRA issued Consultation Paper CP23/17 "Financial Management and Planning by Insurers". The purpose of this paper was to publish a draft Supervisory Statement ("SS") on this top...

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