Key contact information
	Roger Comber
	Christopher Critchlow
	complianceconsulting@oacplc.com
	Testimonials
	Pension Transfers Direct: "Your turnaround times are excellent. Attention to detail, outstanding. Desire to help, admirable." [See all >>]
	Publications & downloads
	OAC Brochure - Compliance consulting
	OAC Topical Article - Q1/10 The perils of holding a Controlled Function - the FSA's latest moves on governance
	OAC Focus - Q4/09 The Actuarial Profession - Life Convention 2009 Edition Topics include: Solvency II; Impact of latest regulatory changes on the IFA distribution channel; Future direction of regulation; Risk and capital management; Complaint management; Retail Distribution Review; Technical Actuarial Standard for Modelling; Technical Actuarial Standard for Insurance Business; The way ahead for actuarial contractors.
	OAC Focus - Q4/09 AFS Annual Conference and AGM 2009 Edition
	OAC Topical Article - Q2/09 Key Features Documents - Good and poor practices, part 2
	OAC Topical Article - Q2/09 FSA bursts the bonus bubble
	OAC News Q2/09 Compliance Consulting and Regulatory Outsourcing Edition (Related page: Pension Switching Advice)
	OAC Topical Article - Q1/09 NEDs in the spotlight
	OAC Topical Article - Q1/09 Advisers will need deeper pockets
	Terms and Conditions of Business
	Related links
	Compliance Institute
	Financial Services Authority
	Relevant accreditations

Processes and procedures

The regulators require that firms have in place processes and procedures that demonstrate good governance, a well-run firm and compliance with the requirements of initiatives such as TCF.

OAC Actuaries and Consultants have the experience to assess whether processes and procedures meet the FSA requirements, and where they are defective to suggest remedies. More specifically:

• we can review your existing procedures to see if they comply with FSA requirements, and will deliver the compliance and TCF outcomes that you require;
• we will review Management Information for senior executives to ensure it provides the necessary data to help you meet your TCF objectives;
• we advise on and develop compliance control procedures, and compliance manuals and documentation for firms;
• we provide bespoke training of staff in TCF procedures and processes, so as to reinforce TCF behaviour; and
• we review governance structures and governance capabilities of firms, to ensure compliance with statutory and other requirements.

Contact us to find out more about how OAC can help.