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Compliance

OAC's Compliance Consulting function has a team of dedicated compliance professionals who are fully up-to-speed with the latest regulatory developments.

We can develop training packages built around specific and agreed client requirements to be presented by OAC's own compliance consultants on areas such as:

  • IFA compliance in the new regulatory environment.
  • Handling complaints, process, procedure and standards.
  • Treating Customers Fairly.
  • Product disclosure and Key Features Documents.

Contact us for further details or to discuss a potential training requirement.